John R.
Tellefsen and Company is 40!
Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984...
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Perspectives and Research From the Viking Longboat
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John R.
- Mar 1
- 1 min
SEC Expands Statutory Definitions of Dealer and Government Securities Dealer
Latham and Watkins has posted an excellent summary of the SEC's recently updated Statutory Definitions of Dealer and Government...
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John R.
- Dec 23, 2023
- 1 min
CFTC Proposed Rulemaking on Operational Resilience
On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to...
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John R.
- Dec 11, 2023
- 1 min
Cybersecurity in the Financial Markets
In light of the January 2023 ION Markets/Fidessa ransomware attack, John Rapa and Michael Phillips of VSEC participated in a podcast...
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Are You Prepared for the SEC's 2022 Exam Priorities?
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