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The Trading Show Returns to Chicago!
10 Things You Probably Didn't Know About
The SEC's 2021 Exam Priorities
Cybersecurity Workshop - 2020
FIA COVID-19 Survey Results
Financial Services Survey: C-19 Impact
SEC Regulation SCI Audits
Interview - the Life of SCI, 2015
Swap Execution Faciliies Overview
High Frequency Trading Overview
Evolution of U.S. Markets 2000-2018
Case Study: OMS Regulatory Compliance
Case Study: Annual CCO Reporting
Volcker Rule Update - Q2 2018
Inv. Mgmnt. Survey: Hurricane Sandy
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Management and oversight of mission critical systems and projects
Establishment and management of project management offices (PMO)
Development of project plans and tools
Oversight of critical path items, project tasks, milestones
