top of page
Search
Writer's pictureJohn R.

The SEC's Exam Priorities for 2025

Check out the SEC's exam priorities for 2025 in the attached summary. It covers investment firms, investment banks, securities broker-dealers, SROs, and other market participants and addresses areas of cybersecurity, digital assets and other emerging financial technologies. Please feel free to reach out to us for a confidential consultation:



2 views0 comments

Recent Posts

See All

Tellefsen and Company is 40!

Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984...

Comments


bottom of page