Thanks to Dan Gramza and Michael Rabkin for a great panel discussion on"New digital assets: How to overcome challenges within the marketplace as new products are created" this week at The Trading Show Chicago!
Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984 with Wayne Rosen. Jerry ran Booz, Allen & Hamilton’s financial ser
Latham and Watkins has posted an excellent summary of the SEC's recently updated Statutory Definitions of Dealer and Government Securities Dealer. It outlines new language and definitions that clarify
On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to Establish an Operational Resilience Framework". The attached is the Fac