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CFTC Proposed Rulemaking on Operational Resilience

  • Writer: John R.
    John R.
  • Dec 23, 2023
  • 1 min read

On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to Establish an Operational Resilience Framework".


The attached is the Fact Sheet and Q&As on the proposed rule making that encompass risk management programs for business continuance, information security and third-party relationships.


Feel free to contact us for a consultation on your firm's preparedness and RMP compliance needs.




 
 
 

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