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  • Writer's pictureJohn R.

CFTC Proposed Rulemaking on Operational Resilience

On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to Establish an Operational Resilience Framework".

The attached is the Fact Sheet and Q&As on the proposed rule making that encompass risk management programs for business continuance, information security and third-party relationships.

Feel free to contact us for a consultation on your firm's preparedness and RMP compliance needs.

Download PDF • 234KB

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