A timely article, courtesy of Ian Barker of betanews, January 2018. See the attached link:
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See AllToday marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984 with Wayne Rosen. Jerry ran Booz, Allen & Hamilton’s financial ser
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Latham and Watkins has posted an excellent summary of the SEC's recently updated Statutory Definitions of Dealer and Government Securities Dealer. It outlines new language and definitions that clarify
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On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to Establish an Operational Resilience Framework". The attached is the Fac
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