Cybersecurity Risk Management Update SEC Regulation S-PIn light of the recent global CrowdStrike outage, regulators are reminding the industry of their cybersecurity risk management compliance...
Tellefsen and Company is 40!Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984...
SEC Expands Statutory Definitions of Dealer and Government Securities DealerLatham and Watkins has posted an excellent summary of the SEC's recently updated Statutory Definitions of Dealer and Government...
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