Updated: Sep 26, 2019
I'm headed to one of the best trading shows around this month. The Trading Show will be returning to the Big Apple on Wednesday September 25th at the New York Hilton in midtown. Terrapinn always organizes a great event, not to be missed!
This year I will be moderating a round table discussion on How Will Blockchain Based Systems and Services be Governed by the Authorities.
Let me know if you would like to catch up at the show. See you there! # #trading #blockchain #regulatory
Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984 with Wayne Rosen. Jerry ran Booz, Allen & Hamilton’s financial ser
Latham and Watkins has posted an excellent summary of the SEC's recently updated Statutory Definitions of Dealer and Government Securities Dealer. It outlines new language and definitions that clarify
On December 18th, the CFTC issued a "Notice of Proposed Rule making to Require FCMs, Swap Dealers and Major Swap Participants to Establish an Operational Resilience Framework". The attached is the Fac