A terrific panel discussion this week at The Trading Show in Chicago. Thanks to Chris Hehmeyer of Hehmeyer Trading + Investments, Toby Allen of Akuna Capital and Charles Hwang of Lightning Capital Partners!
Check out the SEC's exam priorities for 2025 in the attached summary. It covers investment firms, investment banks, securities...
In light of the recent global CrowdStrike outage, regulators are reminding the industry of their cybersecurity risk management compliance...
Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984...
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