For 2021, the SEC has recently outlined the attached list of exam priorities for market participants. Of particular note are the areas of information security and operational resiliency: Information S
On November 10th, the FIA's Market Technology division moderated its fourth annual cybersecurity scenario workshop. This year, the event was held via teleconference to provide social distancing. The
Tellefsen and Company developed an industry-wide survey for the Futures Industry Association (FIA) to fully understand the impact from the COVID-19 pandemic and to compile lessons learned to assist