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  • John R.

Are you a SCI Entity? What's in store in 2019?

For those SCI entities that are subject to Reg. SCI compliance, take a look at at this link to OCIE's 2019 Compliance Exam Priorities: https://www.sec.gov/news/press-release/2018-299?utm_source=bambu&utm_medium=social&utm_campaign=advocacy&blaid=31914

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